First Trust Emerging Markets Small Cap AlphaDEX Fund

Thomas R. Carper sold between $1,001 - $15,000 of FEMS shares on 12 February.

Thomas R. Carper sold between $1,001 - $15,000 of FEMS shares on 9 July.

Thomas R. Carper sold between $1,001 - $15,000 of FEMS shares on 7 July.