Great Elm Capital Corp. 7.75% Notes Due 2030

Reese Jason W. bought 0 shares of GECCG on 2 March. They now own 229,460 GECCG shares.

Reese Jason W. bought 0 shares of GECCG on 2 March. They now own 87,237 GECCG shares.

Kaplan Matthew D bought 19,650 shares of GECCG on 7 November. They now own 142,400 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 2,313 shares of GECCG on 26 September. They now own 1,558,260 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 1,696 shares of GECCG on 25 September. They now own 1,560,573 GECCG shares.

Kleinman Adam M sold 1,361 shares of GECCG on 23 September. They now own 44,597 GECCG shares.

Kaplan Matthew D sold 8,211 shares of GECCG on 23 September. They now own 122,750 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 1,490 shares of GECCG on 23 September. They now own 1,562,269 GECCG shares.

Davis Keri sold 2,725 shares of GECCG on 23 September. They now own 21,893 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 48,248 shares of GECCG on 22 September. They now own 1,563,759 GECCG shares.

Great Elm Group, Inc. sold 63,189 shares of GECCG on 20 September. They now own 1,358,278 GECCG shares.

Kaplan Matthew D bought 37,117 shares of GECCG on 19 September. They now own 129,906 GECCG shares.

Davis Keri bought 3,820 shares of GECCG on 19 September. They now own 23,212 GECCG shares.

Kleinman Adam M bought 156 shares of GECCG on 19 September. They now own 45,958 GECCG shares.

Davis Keri bought 1,406 shares of GECCG on 19 September. They now own 24,618 GECCG shares.

Kleinman Adam M bought 5,458 shares of GECCG on 19 September. They now own 45,802 GECCG shares.

Kaplan Matthew D bought 1,055 shares of GECCG on 19 September. They now own 130,961 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 14,737 shares of GECCG on 19 September. They now own 1,612,007 GECCG shares.

Great Elm Group, Inc. sold 16,612 shares of GECCG on 19 September. They now own 1,421,467 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 100 shares of GECCG on 18 September. They now own 1,626,744 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 20,938 shares of GECCG on 15 September. They now own 1,626,844 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 21,472 shares of GECCG on 26 August. They now own 1,647,782 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 25,711 shares of GECCG on 25 August. They now own 1,669,254 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 17,956 shares of GECCG on 22 August. They now own 1,694,965 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 26,705 shares of GECCG on 21 August. They now own 1,712,921 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 7,793 shares of GECCG on 20 August. They now own 1,739,626 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 363 shares of GECCG on 18 August. They now own 1,747,419 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 38,793 shares of GECCG on 11 July. They now own 1,747,782 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 8,661 shares of GECCG on 10 July. They now own 1,786,575 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 3,129 shares of GECCG on 9 July. They now own 1,795,236 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 3,218 shares of GECCG on 8 July. They now own 1,798,365 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 11,852 shares of GECCG on 7 July. They now own 1,801,583 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 11,021 shares of GECCG on 3 July. They now own 1,813,435 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 13,324 shares of GECCG on 2 July. They now own 1,824,456 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 2,714 shares of GECCG on 13 June. They now own 1,837,780 GECCG shares.

Cohen Richard M bought 36 shares of GECCG on 13 June. They now own 18,136 GECCG shares.

Cohen Richard M bought 3,100 shares of GECCG on 12 June. They now own 18,100 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 7,288 shares of GECCG on 12 June. They now own 1,840,494 GECCG shares.

Cohen Richard M bought 5,000 shares of GECCG on 11 June. They now own 15,000 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 2,642 shares of GECCG on 11 June. They now own 1,847,782 GECCG shares.

Cohen Richard M bought 3,500 shares of GECCG on 10 June. They now own 10,000 GECCG shares.

Cohen Richard M bought 1,500 shares of GECCG on 9 June. They now own 4,000 GECCG shares.

Cohen Richard M bought 2,500 shares of GECCG on 9 June. They now own 6,500 GECCG shares.

Cohen Richard M bought 1,000 shares of GECCG on 6 June. They now own 1,000 GECCG shares.

Cohen Richard M bought 1,500 shares of GECCG on 6 June. They now own 2,500 GECCG shares.

Perry Chad bought 1,850 shares of GECCG on 4 June. They now own 1,850 GECCG shares.

Great Elm Group, Inc. sold 2,643 shares of GECCG on 23 December. They now own 1,438,079 GECCG shares.

Davis Keri bought 213 shares of GECCG on 24 September. They now own 19,392 GECCG shares.

Kleinman Adam M bought 2,093 shares of GECCG on 24 September. They now own 40,344 GECCG shares.

Great Elm Group, Inc. sold 14,977 shares of GECCG on 24 September. They now own 1,440,722 GECCG shares.

Davis Keri bought 781 shares of GECCG on 24 September. They now own 19,313 GECCG shares.

Kleinman Adam M bought 2,093 shares of GECCG on 24 September. They now own 30,419 GECCG shares.

Great Elm Group, Inc. sold 10,811 shares of GECCG on 24 September. They now own 1,429,911 GECCG shares.

Kleinman Adam M bought 6,194 shares of GECCG on 20 September. They now own 28,326 GECCG shares.

Davis Keri bought 647 shares of GECCG on 20 September. They now own 19,179 GECCG shares.

Kleinman Adam M bought 6,194 shares of GECCG on 20 September. They now own 38,251 GECCG shares.

Kaplan Matthew D bought 42,121 shares of GECCG on 20 September. They now own 92,789 GECCG shares.

Great Elm Group, Inc. sold 25,573 shares of GECCG on 20 September. They now own 1,431,545 GECCG shares.

Davis Keri bought 3,717 shares of GECCG on 20 September. They now own 18,532 GECCG shares.

Great Elm Group, Inc. sold 30,584 shares of GECCG on 20 September. They now own 1,455,699 GECCG shares.

Great Elm Group, Inc. sold 31,879 shares of GECCG on 20 September. They now own 1,486,283 GECCG shares.

Drapkin Matthew A bought 9,600 shares of GECCG on 16 September. They now own 75,716 GECCG shares.

Drapkin Matthew A bought 1,310 shares of GECCG on 21 August. They now own 66,116 GECCG shares.

Drapkin Matthew A bought 3,189 shares of GECCG on 20 August. They now own 64,806 GECCG shares.

Great Elm Group, Inc. sold 1,239 shares of GECCG on 4 March. They now own 1,516,932 GECCG shares.

Great Elm Group, Inc. sold 2,389 shares of GECCG on 15 February. They now own 1,518,171 GECCG shares.

Great Elm Strategic Partnership I, Llc sold 0 shares of GECCG on 8 February. They now own 1,850,424 GECCG shares.

Great Elm Group, Inc. bought 27,000 shares of GECCG on 21 November. They now own 1,520,560 GECCG shares.

Kaplan Matthew D bought 38,668 shares of GECCG on 10 October. They now own 50,668 GECCG shares.

Davis Keri bought 196 shares of GECCG on 20 September. They now own 14,815 GECCG shares.

Great Elm Group, Inc. sold 26,360 shares of GECCG on 20 September. They now own 1,506,159 GECCG shares.

Davis Keri bought 5,585 shares of GECCG on 20 September. They now own 14,619 GECCG shares.

Cohen Richard M bought 2,612 shares of GECCG on 15 August. They now own 2,612 GECCG shares.

Great Elm Group, Inc. sold 37,268 shares of GECCG on 19 May. They now own 1,532,519 GECCG shares.

Kuperschmid Mark bought 300 shares of GECCG on 12 May. They now own 300 GECCG shares.

Kuperschmid Mark bought 2,700 shares of GECCG on 12 May. They now own 3,000 GECCG shares.

Kuperschmid Mark bought 2,000 shares of GECCG on 12 May. They now own 13,972 GECCG shares.

Kaplan Matthew D bought 1,100 shares of GECCG on 10 March. They now own 12,000 GECCG shares.

Kaplan Matthew D bought 1,679 shares of GECCG on 9 March. They now own 10,900 GECCG shares.

Kaplan Matthew D bought 2,201 shares of GECCG on 8 March. They now own 9,221 GECCG shares.

Kaplan Matthew D bought 5,020 shares of GECCG on 7 March. They now own 7,020 GECCG shares.

Great Elm Group, Inc. sold 73,176 shares of GECCG on 3 January. They now own 0 GECCG shares.

Great Elm Group, Inc. sold 1,866 shares of GECCG on 22 December. They now own 1,569,787 GECCG shares.

Great Elm Group, Inc. sold 200,000 shares of GECCG on 7 December. They now own 1,571,653 GECCG shares.

Great Elm Group, Inc. sold 10,116 shares of GECCG on 26 September. They now own 1,771,653 GECCG shares.

Davis Keri bought 23 shares of GECCG on 24 September. They now own 9,034 GECCG shares.

Great Elm Group, Inc. sold 9,947 shares of GECCG on 20 September. They now own 1,781,769 GECCG shares.

Davis Keri bought 5,894 shares of GECCG on 20 September. They now own 9,011 GECCG shares.

Great Elm Group, Inc. sold 50,000 shares of GECCG on 30 August. They now own 1,791,716 GECCG shares.

Drapkin Matthew A bought 160,000 shares of GECCG on 15 June. They now own 208,932 GECCG shares.

Northern Right Capital Management, L.P. bought 0 shares of GECCG on 15 June. They now own 369,140 GECCG shares.

Northern Right Capital Management, L.P. bought 0 shares of GECCG on 15 June. They now own 220,399 GECCG shares.

Kleinman Adam M bought 4,000 shares of GECCG on 15 June. They now own 20,558 GECCG shares.

Drapkin Matthew A bought 20,000 shares of GECCG on 15 June. They now own 21,308 GECCG shares.

Drapkin Matthew A sold 309 shares of GECCG on 15 June. They now own 0 GECCG shares.

Great Elm Group, Inc. sold 400,000 shares of GECCG on 15 June. They now own 0 GECCG shares.

Kleinman Adam M sold 4,000 shares of GECCG on 15 June. They now own 0 GECCG shares.

Drapkin Matthew A bought 40,000 shares of GECCG on 15 June. They now own 40,309 GECCG shares.

Kaplan Matthew D bought 1,000 shares of GECCG on 15 June. They now own 2,000 GECCG shares.

Drapkin Matthew A bought 320,000 shares of GECCG on 15 June. They now own 369,140 GECCG shares.

Kuperschmid Mark sold 5,986 shares of GECCG on 15 June. They now own 0 GECCG shares.

Great Elm Group, Inc. sold 400,000 shares of GECCG on 15 June. They now own 0 GECCG shares.

Great Elm Group, Inc. bought 185,889 shares of GECCG on 15 June. They now own 1,814,111 GECCG shares.

Great Elm Group, Inc. bought 100 shares of GECCG on 15 June. They now own 200 GECCG shares.

Great Elm Group, Inc. bought 399,990 shares of GECCG on 15 June. They now own 400,100 GECCG shares.

Northern Right Capital Management, L.P. bought 0 shares of GECCG on 15 June. They now own 208,932 GECCG shares.

Kuperschmid Mark bought 5,986 shares of GECCG on 15 June. They now own 11,972 GECCG shares.

Great Elm Group, Inc. bought 814,111 shares of GECCG on 15 June. They now own 1,628,222 GECCG shares.

Drapkin Matthew A bought 84,000 shares of GECCG on 15 June. They now own 220,399 GECCG shares.

Kuperschmid Mark sold 5,986 shares of GECCG on 15 June. They now own 0 GECCG shares.

Drapkin Matthew A bought 4,793 shares of GECCG on 25 May. They now own 136,399 GECCG shares.

Drapkin Matthew A bought 946 shares of GECCG on 25 May. They now own 49,140 GECCG shares.

Drapkin Matthew A bought 1,597 shares of GECCG on 25 May. They now own 48,932 GECCG shares.

Great Elm Group, Inc. sold 100,000 shares of GECCG on 11 May. They now own 814,111 GECCG shares.

Perry Chad bought 0 shares of GECCG on 15 March. They now own 0 GECCG shares.

Drapkin Matthew A bought 617 shares of GECCG on 9 March. They now own 617 GECCG shares.

Drapkin Matthew A bought 1,000 shares of GECCG on 9 March. They now own 1,617 GECCG shares.

Drapkin Matthew A bought 1,000 shares of GECCG on 9 March. They now own 48,195 GECCG shares.

Kaplan Matthew D bought 1,000 shares of GECCG on 8 March. They now own 1,000 GECCG shares.

Cohen Richard M bought 0 shares of GECCG on 4 March. They now own 0 GECCG shares.

Drapkin Matthew A bought 0 shares of GECCG on 4 March. They now own 131,606 GECCG shares.

Drapkin Matthew A bought 0 shares of GECCG on 4 March. They now own 47,335 GECCG shares.

Drapkin Matthew A bought 0 shares of GECCG on 4 March. They now own 47,195 GECCG shares.

Kaplan Matthew D bought 0 shares of GECCG on 4 March. They now own 0 GECCG shares.

Great Elm Group, Inc. sold 220,217 shares of GECCG on 24 September. They now own 5,319,507 GECCG shares.

Kleinman Adam M bought 79,411 shares of GECCG on 24 September. They now own 158,907.427 GECCG shares.

Reed Peter A bought 87,132 shares of GECCG on 24 September. They now own 351,636 GECCG shares.

Davis Keri bought 5,147 shares of GECCG on 24 September. They now own 18,699.068 GECCG shares.

Lenders Funding Llc /California sold 0 shares of GECCG on 20 September. They now own 3,397,436 GECCG shares.

Falk Erik A bought 0 shares of GECCG on 16 March. They now own 0 GECCG shares.

Davis Keri bought 11,254 shares of GECCG on 5 February. They now own 13,552.068 GECCG shares.

Great Elm Group, Inc. sold 11,254 shares of GECCG on 5 February. They now own 5,539,724 GECCG shares.

Stuart John Edward bought 18 shares of GECCG on 21 January. They now own 1,034 GECCG shares.

Davis Keri bought 51.887 shares of GECCG on 21 January. They now own 2,298.068 GECCG shares.

Great Elm Group, Inc. bought 125,334 shares of GECCG on 21 January. They now own 5,550,978 GECCG shares.

Stuart John Edward bought 330 shares of GECCG on 21 January. They now own 17,202 GECCG shares.

Kleinman Adam M bought 1,794.988 shares of GECCG on 21 January. They now own 79,496.427 GECCG shares.

Speller Michael C bought 614 shares of GECCG on 21 January. They now own 36,559 GECCG shares.

Stuart John Edward bought 97 shares of GECCG on 21 January. They now own 5,073 GECCG shares.

Stuart John Edward bought 40 shares of GECCG on 21 January. They now own 2,383 GECCG shares.

Horsey Randall Revell bought 571.595 shares of GECCG on 21 January. They now own 25,279.227 GECCG shares.

Reed Peter A bought 5,969 shares of GECCG on 21 January. They now own 264,504 GECCG shares.

Great Elm Group, Inc. bought 9,913 shares of GECCG on 21 January. They now own 439,063 GECCG shares.

Kuperschmid Mark bought 603 shares of GECCG on 21 January. They now own 35,917 GECCG shares.

Great Elm Group, Inc. sold 0 shares of GECCG on 29 December. They now own 5,425,644 GECCG shares.

Forest Investments, Inc. sold 429,150 shares of GECCG on 29 December. They now own 0 GECCG shares.

Great Elm Group, Inc. bought 0 shares of GECCG on 29 December. They now own 429,150 GECCG shares.

Horsey Randall Revell bought 524.087 shares of GECCG on 21 December. They now own 24,707.633 GECCG shares.

Reed Peter A bought 5,473 shares of GECCG on 21 December. They now own 258,535 GECCG shares.

Great Elm Capital Group, Inc. bought 9,089 shares of GECCG on 21 December. They now own 429,150 GECCG shares.

Kuperschmid Mark bought 633 shares of GECCG on 21 December. They now own 35,314 GECCG shares.

Stuart John Edward bought 42 shares of GECCG on 21 December. They now own 2,343 GECCG shares.

Stuart John Edward bought 96 shares of GECCG on 21 December. They now own 4,976 GECCG shares.

Stuart John Edward bought 324 shares of GECCG on 21 December. They now own 16,872 GECCG shares.

Davis Keri bought 47.574 shares of GECCG on 21 December. They now own 2,246.181 GECCG shares.

Kleinman Adam M bought 1,645.796 shares of GECCG on 21 December. They now own 77,701.44 GECCG shares.

Great Elm Capital Group, Inc. bought 97,294 shares of GECCG on 21 December. They now own 5,425,644 GECCG shares.

Stuart John Edward bought 19 shares of GECCG on 21 December. They now own 1,016 GECCG shares.

Speller Michael C bought 644 shares of GECCG on 21 December. They now own 35,945 GECCG shares.

Stuart John Edward bought 24 shares of GECCG on 20 November. They now own 997 GECCG shares.

Kuperschmid Mark bought 811 shares of GECCG on 20 November. They now own 34,681 GECCG shares.

Great Elm Capital Group, Inc. bought 160,492 shares of GECCG on 20 November. They now own 5,328,350 GECCG shares.

Stuart John Edward bought 53 shares of GECCG on 20 November. They now own 2,301 GECCG shares.

Great Elm Capital Group, Inc. bought 12,652 shares of GECCG on 20 November. They now own 420,061 GECCG shares.

Stuart John Edward bought 128 shares of GECCG on 20 November. They now own 4,880 GECCG shares.

Davis Keri bought 66.224 shares of GECCG on 20 November. They now own 2,198.606 GECCG shares.

Reed Peter A bought 7,619 shares of GECCG on 20 November. They now own 253,062 GECCG shares.

Horsey Randall Revell bought 729.511 shares of GECCG on 20 November. They now own 24,183.546 GECCG shares.

Stuart John Edward bought 432 shares of GECCG on 20 November. They now own 16,548 GECCG shares.

Speller Michael C bought 825 shares of GECCG on 20 November. They now own 35,301 GECCG shares.

Kleinman Adam M bought 2,290.893 shares of GECCG on 20 November. They now own 76,055.644 GECCG shares.

Davis Keri bought 18.291 shares of GECCG on 21 October. They now own 2,132.383 GECCG shares.

Horsey Randall Revell bought 362.115 shares of GECCG on 21 October. They now own 23,454.035 GECCG shares.

Kuperschmid Mark bought 453 shares of GECCG on 21 October. They now own 33,870 GECCG shares.

Reed Peter A bought 2,592 shares of GECCG on 21 October. They now own 245,443 GECCG shares.

Speller Michael C bought 363 shares of GECCG on 21 October. They now own 34,476 GECCG shares.

Great Elm Capital Group, Inc. bought 59,089 shares of GECCG on 21 October. They now own 5,167,858 GECCG shares.

Great Elm Capital Group, Inc. bought 6,858 shares of GECCG on 21 October. They now own 407,409 GECCG shares.

Kleinman Adam M bought 1,010.638 shares of GECCG on 21 October. They now own 73,764.751 GECCG shares.

Stuart John Edward bought 20 shares of GECCG on 21 October. They now own 973 GECCG shares.

Stuart John Edward bought 46 shares of GECCG on 21 October. They now own 2,248 GECCG shares.

Stuart John Edward bought 111 shares of GECCG on 21 October. They now own 4,752 GECCG shares.

Stuart John Edward bought 245 shares of GECCG on 21 October. They now own 16,116 GECCG shares.

Great Elm Capital Group, Inc. bought 863,337 shares of GECCG on 1 October. They now own 5,108,769 GECCG shares.

Speller Michael C bought 16,937 shares of GECCG on 28 September. They now own 34,113 GECCG shares.

Stuart John Edward sold 5,773 shares of GECCG on 28 September. They now own 0 GECCG shares.

Great Elm Capital Group, Inc. sold 151,894 shares of GECCG on 28 September. They now own 0 GECCG shares.

Great Elm Capital Group, Inc. bought 2,103,194 shares of GECCG on 28 September. They now own 4,245,432 GECCG shares.

Great Elm Capital Group, Inc. bought 151,894 shares of GECCG on 28 September. They now own 400,551 GECCG shares.

Stuart John Edward bought 5,773 shares of GECCG on 28 September. They now own 15,871 GECCG shares.

Great Elm Capital Group, Inc. bought 4,532 shares of GECCG on 21 September. They now own 248,657 GECCG shares.

Great Elm Capital Group, Inc. bought 39,044 shares of GECCG on 21 September. They now own 2,142,238 GECCG shares.

Great Elm Capital Group, Inc. bought 4,337 shares of GECCG on 21 August. They now own 244,125 GECCG shares.

Great Elm Capital Group, Inc. bought 31,546 shares of GECCG on 21 August. They now own 2,103,194 GECCG shares.

Great Elm Capital Group, Inc. bought 28,214 shares of GECCG on 15 July. They now own 2,071,648 GECCG shares.

Great Elm Capital Group, Inc. bought 4,641 shares of GECCG on 15 July. They now own 239,788 GECCG shares.

Great Elm Capital Group, Inc. bought 26,939 shares of GECCG on 15 June. They now own 2,043,434 GECCG shares.

Great Elm Capital Group, Inc. bought 4,447 shares of GECCG on 15 June. They now own 235,147 GECCG shares.

Great Elm Capital Group, Inc. bought 5,700 shares of GECCG on 15 May. They now own 230,700 GECCG shares.

Great Elm Capital Group, Inc. bought 49,828 shares of GECCG on 15 May. They now own 2,016,495 GECCG shares.