Novartis AG

Richard L. Hanna bought between 100,001 and 250,000 shares of NVS on 21 January.

Alan S. Lowenthal sold between 1,001 and 15,000 shares of NVS on 23 November.

Alan Lowenthal sold between 1,000 and 15,000 shares of NVS on 23 November.

Sheldon Whitehouse bought between 15,001 and 50,000 shares of NVS on 20 September.