SWK Holdings Corporation 9.00% Senior Notes due 2027

Carlson Capital, L.P. sold 8,493,088 shares of SWKHL on 6 April. They now own 0 SWKHL shares.

Carlson Capital, L.P. sold 8,632,093 shares of SWKHL on 6 April. They now own 0 SWKHL shares.

Albright Jerry bought 3,858 shares of SWKHL on 16 June. They now own 10,832 SWKHL shares.

Dotter Laurie L. bought 3,858 shares of SWKHL on 16 June. They now own 16,791 SWKHL shares.

Hatcher Robert K. bought 3,858 shares of SWKHL on 16 June. They now own 16,662 SWKHL shares.

Staggs Joe David Jr bought 15,000 shares of SWKHL on 15 April. They now own 130,873 SWKHL shares.

Staggs Joe David Jr sold 25,857 shares of SWKHL on 15 April. They now own 123,766 SWKHL shares.

Staggs Joe David Jr sold 15,000 shares of SWKHL on 15 April. They now own 0 SWKHL shares.

Staggs Joe David Jr sold 18,750 shares of SWKHL on 15 April. They now own 0 SWKHL shares.

Staggs Joe David Jr bought 18,750 shares of SWKHL on 15 April. They now own 149,623 SWKHL shares.

Rice Adam bought 9,175 shares of SWKHL on 31 January. They now own 15,247 SWKHL shares.

Staggs Joe David Jr bought 36,700 shares of SWKHL on 31 January. They now own 115,873 SWKHL shares.

Carlson Foundation bought 0 shares of SWKHL on 23 October. They now own 2,693.4 SWKHL shares.

Carlson Capital Gp, L.P. bought 0 shares of SWKHL on 23 October. They now own 12,353.51 SWKHL shares.

Carlson Lewis bought 0 shares of SWKHL on 23 October. They now own 62,078.97 SWKHL shares.

Carlson Clint Duane bought 0 shares of SWKHL on 23 October. They now own 399,394.19 SWKHL shares.

Carlson Capital, L.P. sold 600,678 shares of SWKHL on 23 October. They now own 0 SWKHL shares.

Owen Augustus Carlson 1997 A Trust bought 0 shares of SWKHL on 23 October. They now own 62,078.97 SWKHL shares.

Julian Orlando Carlson 1997 A Trust bought 0 shares of SWKHL on 23 October. They now own 62,078.96 SWKHL shares.

Rice Adam bought 6,072 shares of SWKHL on 3 July. They now own 6,072 SWKHL shares.

Rice Adam bought 0 shares of SWKHL on 3 July. They now own 0 SWKHL shares.

Pennington Marcus Edward bought 1,051 shares of SWKHL on 1 July. They now own 22,227 SWKHL shares.

Albright Jerry bought 3,253 shares of SWKHL on 27 June. They now own 6,974 SWKHL shares.

Hatcher Robert K. bought 3,253 shares of SWKHL on 27 June. They now own 12,804 SWKHL shares.

Dotter Laurie L. bought 3,253 shares of SWKHL on 27 June. They now own 12,933 SWKHL shares.

Pennington Marcus Edward bought 3,253 shares of SWKHL on 27 June. They now own 21,176 SWKHL shares.

Dotter Laurie L. bought 815 shares of SWKHL on 1 April. They now own 9,680 SWKHL shares.

Hatcher Robert K. bought 815 shares of SWKHL on 1 April. They now own 9,551 SWKHL shares.

Albright Jerry bought 815 shares of SWKHL on 1 April. They now own 3,721 SWKHL shares.

Pennington Marcus Edward bought 1,051 shares of SWKHL on 1 April. They now own 17,108 SWKHL shares.

Pennington Marcus Edward bought 815 shares of SWKHL on 1 April. They now own 17,923 SWKHL shares.

Staggs Joe David Jr bought 35,881 shares of SWKHL on 1 March. They now own 79,173 SWKHL shares.

Pennington Marcus Edward bought 766 shares of SWKHL on 2 January. They now own 16,057 SWKHL shares.

Dotter Laurie L. bought 766 shares of SWKHL on 2 January. They now own 8,865 SWKHL shares.

Hatcher Robert K. bought 766 shares of SWKHL on 2 January. They now own 8,736 SWKHL shares.

Pennington Marcus Edward bought 766 shares of SWKHL on 2 January. They now own 15,291 SWKHL shares.

Albright Jerry bought 766 shares of SWKHL on 2 January. They now own 2,906 SWKHL shares.

Pennington Marcus Edward bought 1,120 shares of SWKHL on 2 October. They now own 13,657 SWKHL shares.

Dotter Laurie L. bought 868 shares of SWKHL on 2 October. They now own 8,099 SWKHL shares.

Albright Jerry bought 868 shares of SWKHL on 2 October. They now own 2,140 SWKHL shares.

Pennington Marcus Edward bought 868 shares of SWKHL on 2 October. They now own 14,525 SWKHL shares.

Hatcher Robert K. bought 868 shares of SWKHL on 2 October. They now own 7,970 SWKHL shares.

Dotter Laurie L. bought 821 shares of SWKHL on 30 June. They now own 7,231 SWKHL shares.

Albright Jerry bought 821 shares of SWKHL on 30 June. They now own 1,272 SWKHL shares.

Pennington Marcus Edward bought 1,060 shares of SWKHL on 30 June. They now own 11,716 SWKHL shares.

Hatcher Robert K. bought 821 shares of SWKHL on 30 June. They now own 7,102 SWKHL shares.

Pennington Marcus Edward bought 821 shares of SWKHL on 30 June. They now own 12,537 SWKHL shares.

Dotter Laurie L. bought 770 shares of SWKHL on 31 March. They now own 6,410 SWKHL shares.

Pennington Marcus Edward bought 770 shares of SWKHL on 31 March. They now own 10,649 SWKHL shares.

Albright Jerry bought 263 shares of SWKHL on 31 March. They now own 263 SWKHL shares.

Hatcher Robert K. bought 770 shares of SWKHL on 31 March. They now own 7,401 SWKHL shares.

Albright Jerry bought 188 shares of SWKHL on 31 March. They now own 451 SWKHL shares.

Pennington Marcus Edward bought 818 shares of SWKHL on 31 March. They now own 9,879 SWKHL shares.

Albright Jerry bought 0 shares of SWKHL on 15 March. They now own 0 SWKHL shares.

Pennington Marcus Edward bought 779 shares of SWKHL on 30 December. They now own 8,282 SWKHL shares.

Dotter Laurie L. bought 779 shares of SWKHL on 30 December. They now own 5,640 SWKHL shares.

Dicicco Wendy F bought 1,120 shares of SWKHL on 30 December. They now own 5,403 SWKHL shares.

Pennington Marcus Edward bought 779 shares of SWKHL on 30 December. They now own 9,061 SWKHL shares.

Hatcher Robert K. bought 779 shares of SWKHL on 30 December. They now own 6,631 SWKHL shares.

Hatcher Robert K. bought 779 shares of SWKHL on 30 December. They now own 5,511 SWKHL shares.

Hatcher Robert K. bought 1,120 shares of SWKHL on 30 December. They now own 5,852 SWKHL shares.

Dicicco Wendy F bought 779 shares of SWKHL on 30 December. They now own 6,182 SWKHL shares.

Heinrichson Yvette M bought 8,621 shares of SWKHL on 3 October. They now own 8,621 SWKHL shares.

Pennington Marcus Edward bought 809 shares of SWKHL on 30 September. They now own 6,694 SWKHL shares.

Dicicco Wendy F bought 1,162 shares of SWKHL on 30 September. They now own 3,474 SWKHL shares.

Dicicco Wendy F bought 809 shares of SWKHL on 30 September. They now own 4,283 SWKHL shares.

Hatcher Robert K. bought 809 shares of SWKHL on 30 September. They now own 4,732 SWKHL shares.

Pennington Marcus Edward bought 809 shares of SWKHL on 30 September. They now own 7,503 SWKHL shares.

Dotter Laurie L. bought 1,206 shares of SWKHL on 30 September. They now own 4,052 SWKHL shares.

Dotter Laurie L. bought 809 shares of SWKHL on 30 September. They now own 4,861 SWKHL shares.

Hatcher Robert K. bought 1,162 shares of SWKHL on 30 September. They now own 3,923 SWKHL shares.

Staggs Joe David Jr bought 23,655 shares of SWKHL on 19 September. They now own 43,292 SWKHL shares.

Staggs Joe David Jr bought 2,745 shares of SWKHL on 9 September. They now own 19,637 SWKHL shares.

Staggs Joe David Jr bought 2,745 shares of SWKHL on 9 September. They now own 16,641 SWKHL shares.

Black Winston L Iii sold 50,000 shares of SWKHL on 31 August. They now own 50,000 SWKHL shares.

Black Winston L Iii sold 75,000 shares of SWKHL on 31 August. They now own 0 SWKHL shares.

Black Winston L Iii sold 75,000 shares of SWKHL on 31 August. They now own 0 SWKHL shares.

Black Winston L Iii sold 101,926 shares of SWKHL on 31 August. They now own 99,737 SWKHL shares.

Black Winston L Iii bought 75,000 shares of SWKHL on 31 August. They now own 201,663 SWKHL shares.

Black Winston L Iii sold 50,000 shares of SWKHL on 31 August. They now own 0 SWKHL shares.

Black Winston L Iii bought 50,000 shares of SWKHL on 31 August. They now own 126,663 SWKHL shares.

Dicicco Wendy F bought 1,137 shares of SWKHL on 30 June. They now own 2,312 SWKHL shares.

Pennington Marcus Edward bought 894 shares of SWKHL on 30 June. They now own 5,885 SWKHL shares.

Dotter Laurie L. bought 1,137 shares of SWKHL on 30 June. They now own 2,846 SWKHL shares.

Hatcher Robert K. bought 1,137 shares of SWKHL on 30 June. They now own 2,761 SWKHL shares.

Pennington Marcus Edward bought 916 shares of SWKHL on 31 March. They now own 4,991 SWKHL shares.

Dicicco Wendy F bought 1,175 shares of SWKHL on 31 March. They now own 1,175 SWKHL shares.

Dotter Laurie L. bought 1,709 shares of SWKHL on 31 March. They now own 1,709 SWKHL shares.

Hatcher Robert K. bought 925 shares of SWKHL on 31 March. They now own 1,624 SWKHL shares.

Dicicco Wendy F bought 0 shares of SWKHL on 15 February. They now own 0 SWKHL shares.

Hatcher Robert K. bought 0 shares of SWKHL on 15 February. They now own 0 SWKHL shares.

Dotter Laurie L. bought 0 shares of SWKHL on 9 February. They now own 0 SWKHL shares.

Haga Christopher W bought 19 shares of SWKHL on 7 January. They now own 38,596 SWKHL shares.

Weinberg Michael bought 19 shares of SWKHL on 7 January. They now own 77,965 SWKHL shares.

Weinberg Michael sold 1,363 shares of SWKHL on 7 January. They now own 76,602 SWKHL shares.

Baker Dana Blair sold 1,363 shares of SWKHL on 7 January. They now own 41,625 SWKHL shares.

Haga Christopher W sold 1,363 shares of SWKHL on 7 January. They now own 37,233 SWKHL shares.

Baker Dana Blair bought 19 shares of SWKHL on 7 January. They now own 42,988 SWKHL shares.

Stead Edward B bought 14 shares of SWKHL on 5 January. They now own 28,053 SWKHL shares.

Stead Edward B sold 1,363 shares of SWKHL on 5 January. They now own 26,690 SWKHL shares.

Black Winston L Iii sold 75,000 shares of SWKHL on 31 December. They now own 0 SWKHL shares.

Black Winston L Iii sold 50,431 shares of SWKHL on 31 December. They now own 76,663 SWKHL shares.

Pennington Marcus Edward bought 823 shares of SWKHL on 31 December. They now own 4,075 SWKHL shares.

Fletcher Aaron G.L. bought 250 shares of SWKHL on 31 December. They now own 11,236 SWKHL shares.

Weinberg Michael bought 250 shares of SWKHL on 31 December. They now own 77,946 SWKHL shares.

Haga Christopher W bought 250 shares of SWKHL on 31 December. They now own 38,577 SWKHL shares.

Stead Edward B bought 250 shares of SWKHL on 31 December. They now own 28,039 SWKHL shares.

Baker Dana Blair bought 250 shares of SWKHL on 31 December. They now own 42,969 SWKHL shares.

Fletcher Aaron G.L. sold 1,363 shares of SWKHL on 31 December. They now own 9,873 SWKHL shares.

Black Winston L Iii bought 75,000 shares of SWKHL on 31 December. They now own 127,094 SWKHL shares.

Pennington Marcus Edward bought 1,363 shares of SWKHL on 1 October. They now own 3,252 SWKHL shares.

Stead Edward B bought 1,363 shares of SWKHL on 1 October. They now own 27,789 SWKHL shares.

Haga Christopher W bought 1,363 shares of SWKHL on 1 October. They now own 38,327 SWKHL shares.

Fletcher Aaron G.L. bought 1,363 shares of SWKHL on 1 October. They now own 10,986 SWKHL shares.

Baker Dana Blair bought 1,363 shares of SWKHL on 1 October. They now own 42,719 SWKHL shares.

Weinberg Michael bought 1,363 shares of SWKHL on 1 October. They now own 77,696 SWKHL shares.

Haga Christopher W bought 897 shares of SWKHL on 30 September. They now own 36,964 SWKHL shares.

Baker Dana Blair bought 250 shares of SWKHL on 30 September. They now own 41,356 SWKHL shares.

Pennington Marcus Edward bought 869 shares of SWKHL on 30 September. They now own 1,889 SWKHL shares.

Weinberg Michael bought 250 shares of SWKHL on 30 September. They now own 76,333 SWKHL shares.

Stead Edward B bought 250 shares of SWKHL on 30 September. They now own 26,426 SWKHL shares.

Fletcher Aaron G.L. bought 250 shares of SWKHL on 30 September. They now own 9,623 SWKHL shares.

Fletcher Aaron G.L. bought 250 shares of SWKHL on 30 June. They now own 9,373 SWKHL shares.

Stead Edward B bought 250 shares of SWKHL on 30 June. They now own 26,176 SWKHL shares.

Weinberg Michael bought 250 shares of SWKHL on 30 June. They now own 76,083 SWKHL shares.

Haga Christopher W bought 920 shares of SWKHL on 30 June. They now own 36,067 SWKHL shares.

Baker Dana Blair bought 250 shares of SWKHL on 30 June. They now own 41,106 SWKHL shares.

Pennington Marcus Edward bought 431 shares of SWKHL on 30 June. They now own 1,020 SWKHL shares.

Pennington Marcus Edward sold 0 shares of SWKHL on 17 May. They now own 589 SWKHL shares.

Fletcher Aaron G.L. bought 250 shares of SWKHL on 31 March. They now own 9,123 SWKHL shares.

Baker Dana Blair bought 1,213 shares of SWKHL on 31 March. They now own 40,856 SWKHL shares.

Haga Christopher W bought 1,058 shares of SWKHL on 31 March. They now own 35,147 SWKHL shares.

Weinberg Michael bought 250 shares of SWKHL on 31 March. They now own 75,833 SWKHL shares.

Stead Edward B bought 250 shares of SWKHL on 31 March. They now own 25,926 SWKHL shares.

Fletcher Aaron G.L. bought 250 shares of SWKHL on 31 December. They now own 8,873 SWKHL shares.

Haga Christopher W bought 1,067 shares of SWKHL on 31 December. They now own 34,089 SWKHL shares.

Stead Edward B bought 250 shares of SWKHL on 31 December. They now own 25,676 SWKHL shares.

Baker Dana Blair bought 1,223 shares of SWKHL on 31 December. They now own 39,643 SWKHL shares.

Weinberg Michael bought 250 shares of SWKHL on 31 December. They now own 75,583 SWKHL shares.

Fletcher Aaron G.L. bought 1,661 shares of SWKHL on 1 October. They now own 8,623 SWKHL shares.

Haga Christopher W bought 1,661 shares of SWKHL on 1 October. They now own 33,022 SWKHL shares.

Baker Dana Blair bought 1,661 shares of SWKHL on 1 October. They now own 38,420 SWKHL shares.

Stead Edward B bought 1,661 shares of SWKHL on 1 October. They now own 25,426 SWKHL shares.

Weinberg Michael bought 1,661 shares of SWKHL on 1 October. They now own 75,333 SWKHL shares.

Stead Edward B bought 250 shares of SWKHL on 30 September. They now own 23,765 SWKHL shares.

Fletcher Aaron G.L. bought 250 shares of SWKHL on 30 September. They now own 6,962 SWKHL shares.

Haga Christopher W bought 1,089 shares of SWKHL on 30 September. They now own 31,361 SWKHL shares.

Weinberg Michael bought 250 shares of SWKHL on 30 September. They now own 73,672 SWKHL shares.

Baker Dana Blair bought 1,250 shares of SWKHL on 30 September. They now own 36,759 SWKHL shares.

Stead Edward B bought 250 shares of SWKHL on 30 June. They now own 23,515 SWKHL shares.

Fletcher Aaron G.L. bought 1,419 shares of SWKHL on 30 June. They now own 6,712 SWKHL shares.

Baker Dana Blair bought 1,419 shares of SWKHL on 30 June. They now own 35,509 SWKHL shares.

Weinberg Michael bought 250 shares of SWKHL on 30 June. They now own 73,422 SWKHL shares.

Haga Christopher W bought 1,231 shares of SWKHL on 30 June. They now own 30,272 SWKHL shares.

Black Winston L Iii bought 2,600 shares of SWKHL on 15 June. They now own 52,094 SWKHL shares.

Haga Christopher W bought 1,299 shares of SWKHL on 31 March. They now own 29,041 SWKHL shares.

Stead Edward B bought 250 shares of SWKHL on 31 March. They now own 23,265 SWKHL shares.

Fletcher Aaron G.L. bought 1,500 shares of SWKHL on 31 March. They now own 5,293 SWKHL shares.

Weinberg Michael bought 1,388 shares of SWKHL on 31 March. They now own 73,172 SWKHL shares.

Baker Dana Blair bought 1,500 shares of SWKHL on 31 March. They now own 34,090 SWKHL shares.

Weinberg Michael bought 1,537 shares of SWKHL on 31 December. They now own 71,784 SWKHL shares.

Baker Dana Blair bought 1,417 shares of SWKHL on 31 December. They now own 32,590 SWKHL shares.

Stead Edward B bought 250 shares of SWKHL on 31 December. They now own 23,015 SWKHL shares.

Haga Christopher W bought 1,229 shares of SWKHL on 31 December. They now own 27,742 SWKHL shares.

Fletcher Aaron G.L. bought 1,417 shares of SWKHL on 31 December. They now own 3,793 SWKHL shares.

Black Winston L Iii bought 500 shares of SWKHL on 13 December. They now own 48,994 SWKHL shares.

Black Winston L Iii bought 500 shares of SWKHL on 13 December. They now own 49,494 SWKHL shares.

Stead Edward B bought 1,931 shares of SWKHL on 1 October. They now own 22,765 SWKHL shares.

Baker Dana Blair bought 1,931 shares of SWKHL on 1 October. They now own 31,173 SWKHL shares.

Weinberg Michael bought 1,931 shares of SWKHL on 1 October. They now own 70,247 SWKHL shares.

Fletcher Aaron G.L. bought 1,931 shares of SWKHL on 1 October. They now own 2,376 SWKHL shares.

Haga Christopher W bought 1,931 shares of SWKHL on 1 October. They now own 26,513 SWKHL shares.

Baker Dana Blair bought 1,320 shares of SWKHL on 30 September. They now own 29,242 SWKHL shares.

Weinberg Michael bought 1,184 shares of SWKHL on 30 September. They now own 68,316 SWKHL shares.

Fletcher Aaron G.L. bought 445 shares of SWKHL on 30 September. They now own 445 SWKHL shares.

Haga Christopher W bought 1,145 shares of SWKHL on 30 September. They now own 24,582 SWKHL shares.

Stead Edward B bought 250 shares of SWKHL on 30 September. They now own 20,834 SWKHL shares.

Black Winston L Iii bought 100 shares of SWKHL on 13 September. They now own 48,394 SWKHL shares.

Black Winston L Iii bought 100 shares of SWKHL on 13 September. They now own 47,794 SWKHL shares.

Weinberg Michael bought 1,300 shares of SWKHL on 13 September. They now own 67,132 SWKHL shares.

Black Winston L Iii bought 100 shares of SWKHL on 13 September. They now own 48,494 SWKHL shares.

Black Winston L Iii bought 500 shares of SWKHL on 13 September. They now own 48,294 SWKHL shares.

Weinberg Michael bought 300 shares of SWKHL on 12 September. They now own 65,832 SWKHL shares.

Weinberg Michael bought 300 shares of SWKHL on 11 September. They now own 65,032 SWKHL shares.

Black Winston L Iii bought 200 shares of SWKHL on 11 September. They now own 47,694 SWKHL shares.

Weinberg Michael bought 200 shares of SWKHL on 11 September. They now own 65,532 SWKHL shares.

Weinberg Michael bought 300 shares of SWKHL on 11 September. They now own 65,332 SWKHL shares.

Weinberg Michael bought 200 shares of SWKHL on 10 September. They now own 64,532 SWKHL shares.

Weinberg Michael bought 200 shares of SWKHL on 10 September. They now own 64,732 SWKHL shares.

Weinberg Michael bought 200 shares of SWKHL on 10 September. They now own 64,332 SWKHL shares.

Fletcher Aaron G.L. bought 0 shares of SWKHL on 3 September. They now own 0 SWKHL shares.

Baker Dana Blair bought 250 shares of SWKHL on 28 June. They now own 27,922 SWKHL shares.

Haga Christopher W bought 250 shares of SWKHL on 28 June. They now own 23,437 SWKHL shares.

Stead Edward B bought 250 shares of SWKHL on 28 June. They now own 20,584 SWKHL shares.

Weinberg Michael bought 250 shares of SWKHL on 28 June. They now own 64,132 SWKHL shares.

Haga Christopher W bought 1,400 shares of SWKHL on 1 April. They now own 23,187 SWKHL shares.

Stead Edward B bought 250 shares of SWKHL on 1 April. They now own 20,334 SWKHL shares.

Baker Dana Blair bought 1,625 shares of SWKHL on 1 April. They now own 27,672 SWKHL shares.

Weinberg Michael bought 1,450 shares of SWKHL on 1 April. They now own 63,882 SWKHL shares.

Black Winston L Iii bought 75,000 shares of SWKHL on 28 January. They now own 250,000 SWKHL shares.